Markets & Rules
- General regulatory requirements
- General regulatory requirements
- CHESS vs custodial model
- Holder identification numbers (HIN)
- Acquiring multiple HINs
- Securityholder reference numbers (SRN)
- Anomalous order threshold (AOT) - price ranges
- CBOE (CXA - formerly Chi-X)
- Over the counter (OTC) stocks
- Circuit breakers & trading halts
- Elective professional clients and MIFID
- Pattern day trading (PDT)
- Pattern day trading (PDT)
- Pattern day trading (PDT)
- Day trade calls
- Regulatory fees
- Market opening hours
- Market opening hours